Southend-on-Sea City Council (24 007 620)
Category : Children's care services > Other
Decision : Closed after initial enquiries
Decision date : 30 Oct 2024
The Ombudsman's final decision:
Summary: We cannot investigate Mr X’s complaint about information the Council gave a Court.
The complaint
- Mr X says the Council delayed in reinvestigating part of his Children Services complaint.
The Ombudsman’s role and powers
- We cannot investigate a complaint about the start of court action or what happened in court. (Local Government Act 1974, Schedule 5/5A, paragraph 1/3, as amended)
- We have the power to start or end an investigation into a complaint about actions the law allows us to investigate. We may decide not to start or continue with an investigation if we think the issues could reasonably be, or have been mentioned as part of the legal proceedings regarding a closely related matter. (Local Government Act 1974, sections 24A(6) and 34B(8), as amended, section 34(B))
- We investigate complaints about ‘maladministration’ and ‘service failure’, which we call ‘fault’. We must also consider whether any fault has had an adverse effect on the person making the complaint, which we call ‘injustice’. We provide a free service, but must use public money carefully. We do not start an investigation if we decide the tests set out in our Assessment Code are not met. (Local Government Act 1974, section 24A(6), as amended)
How I considered this complaint
- I considered information provided by Mr X and the Council.
- I considered the Ombudsman’s Assessment Code.
My assessment
- The Council considered a children services complaint from Mr X within the Children Services statutory complaints procedure.
- The law sets out a three-stage procedure for councils to follow when looking at complaints about children’s social care services. The accompanying statutory guidance, ‘Getting the Best from Complaints’, explains councils’ responsibilities in more detail. We also published practitioner guidance on the procedures, setting out our expectations.
- The first stage of the procedure is local resolution.
- If a complainant is not happy with a council’s stage one response, they can ask that it is considered at stage two. At this stage of the procedure, councils appoint an investigating officer (IO) to look into the complaint and an independent person (IP) who is responsible for overseeing the investigation and ensuring its independence.
- Following the investigation, a senior manager (the adjudicating officer) at the council should carry out an adjudication. The officer considers the IO report and any report from the IP. They decide what the council’s response to the complaint will be, including what action it will take. The adjudicating officer should then write to the complainant with a copy of the investigation report, any report from the independent person and the adjudication response.
- If a complainant is unhappy with the outcome of the stage two investigation, they can ask for a stage three review by an independent panel.
- The Council held a stage three review panel in February 2024. It recommended the stage two investigation into complaint nine be ‘revisited’ and explained why.
- The Council produced a revisited complaint nine report in October 2024.
Analysis
- The statutory children’s complaints procedure was set up to provide children, young people and those involved in their welfare with access to an independent, thorough and prompt response to their concerns. Because of this, if a council has investigated something under the statutory children’s complaint process, the Ombudsman would not normally re-investigate it.
- We will not reinvestigate complaint nine.
- It has now been investigated twice.
- The complaint is about information given to a court in private family court proceedings. We cannot investigate the evidence given to courts.
- The complaint is about information not given to a court in private family court proceedings. We cannot investigate the Council’s decision about what it should provide a court. Also, it is reasonable to expect Mr X to have told the Court about any disagreements he had with the Council’s views.
- It is not a good use of public resources to investigate complaints about complaint procedures, if we are unable to deal with the substantive issue.
Final decision
- We will not investigate Mr X’s complaint because we cannot investigate the evidence the Council gave to a Court.
Investigator's decision on behalf of the Ombudsman