Summary: We will not investigate Miss X’s complaint about a child and family assessment. We are unlikely to achieve more than the Council has offered and the Information Commissioner’s Office is better placed.

The complaint

1. Miss X complains about a Council child and family assessment.

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The Ombudsman’s role and powers

2. We investigate complaints about ‘maladministration’ and ‘service failure’, which we call ‘fault’. We must also consider whether any fault has had an adverse impact on the person making the complaint, which we call ‘injustice’. We provide a free service, but must use public money carefully. We do not start or continue an investigation if we decide:

• we could not add to any previous investigation by the organisation; or
• further investigation would not lead to a different outcome; or
• there is another body better placed to consider this complaint. (Local Government Act 1974, section 24A(6), as amended, section 34(B))

3. We normally expect someone to refer the matter to the Information Commissioner if they have a complaint about data protection. However, we may decide to investigate if we think there are good reasons. (Local Government Act 1974, section 24A(6), as amended)

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How I considered this complaint

4. I considered information provided by Miss X and the Council.
5. I considered the Ombudsman’s Assessment Code.

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My assessment

6. Following an incident in November 2023, the Council carried out a child and family assessment on Miss X’s family. It closed the case in April 2024. Miss X complained in March 2024 about what the assessment said and how the officers had conducted it. The Council replied within its Children Act statutory complaints’ procedure.
7. The law sets out a three-stage procedure for councils to follow when looking at complaints about children’s social care services. The accompanying statutory guidance, ‘Getting the Best from Complaints’, explains councils’ responsibilities in more detail. We also published practitioner guidance on the procedures, setting out our expectations.
8. The first stage of the procedure is local resolution.
9. If a complainant is not happy with a council’s stage one response, they can ask that it is considered at stage two. At this stage of the procedure, councils appoint an investigating officer (IO) to look into the complaint and an independent person (IP) who is responsible for overseeing the investigation and ensuring its independence.
10. Following the investigation, a senior manager (the adjudicating officer) at the council should carry out an adjudication. The officer considers the IO report and any report from the IP. They decide what the council’s response to the complaint will be, including what action it will take. The adjudicating officer should then write to the complainant with a copy of the investigation report, any report from the independent person and the adjudication response.
11. If a complainant is unhappy with the outcome of the stage two investigation, they can ask for a stage three review by an independent panel.
12. The statutory children’s complaints procedure was set up to provide children, young people and those involved in their welfare with access to an independent, thorough and prompt response to their concerns. Because of this, if a council has investigated something under the statutory children’s complaint process, the Ombudsman would not normally re-investigate it.
13. However, we may look at whether there were any flaws in the stage two investigation or stage three review panel that could call the findings into question. We may also consider whether a council properly considered the findings and recommendations of the independent investigation and review panel, and whether it has completed any recommendations without delay.
14. The Council has agreed to correct the assessment and report the case to its information governance officer. Its offered Miss X £250 for her time and trouble in complaining and at the earliest opportunity, the stage one, apologised for upset caused to her. It is unlikely we could achieve more.
15. Miss X has the right to request records are ‘rectified’. This means any factual inaccuracies are corrected. If the Council refuses to do so, she can complain to the Information Commissioner’s Office (ICO). Parliament set up the ICO to consider data protection disputes which includes ‘right to rectification’ disputes. The ICO are better placed than us to consider if the Council should change its records particularly because there are complex exemptions for child protection case files.

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Final decision

16. We will not investigate Miss X’s complaint because we are unlikely to achieve more than the Council’s complaint procedure has offered and the ICO is better placed.

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Investigator's decision on behalf of the Ombudsman