London Borough of Waltham Forest (23 004 068)
The Ombudsman's final decision:
Summary: We will not investigate Miss X’s complaint about the Council’s failure to follow the Children Act complaints’ procedure. It has now agreed to do so.
The complaint
- The complainant, whom I shall call Miss X, says the Council failed to properly reply to her children services’ complaint.
The Ombudsman’s role and powers
- We investigate complaints about ‘maladministration’ and ‘service failure’. In this statement, I have used the word fault to refer to these. We provide a free service but must use public money carefully. We may decide not to start or continue with an investigation if we are satisfied with the actions a council has taken or proposes to take. (Local Government Act 1974, section 24A(7), as amended)
How I considered this complaint
- I considered information provided by Miss X which included the Council’s response to her. And the Council’s comments.
- I considered the Ombudsman’s Assessment Code.
My assessment
The statutory complaints’ procedure
- The law sets out a three-stage procedure for councils to follow when looking at complaints about children’s social care services. The accompanying statutory guidance, Getting the Best from Complaints, explains councils’ responsibilities in more detail.
- The first stage of the procedure is local resolution. Councils have up to 20 working days to respond.
- If a complainant is not happy with a council’s stage one response, they can ask that it is considered at stage two. At this stage of the procedure, councils appoint an investigator and an independent person who is responsible for overseeing the investigation. Councils have up to 13 weeks to complete stage two of the process from the date of request.
- If a complainant is unhappy with the outcome of the stage two investigation, they can ask for a stage three review by an independent panel. The Council must hold the panel within 30 days of the date of request, and then issue a final response within 20 days of the panel hearing.
- Miss X complained to the Council about children services actions including a child and family s17 assessment. The Council replied at stage one of the Children Act statutory complaints’ procedure in December 2022. Miss X requested a stage two investigation. The Council completed this in April 2023. Miss X requested a stage three review panel hearing. This has not yet happened.
- If we were to investigate it is likely we would find fault causing the complainant injustice because the Council has not complied with the Children Act statutory complaint regulations. The stage two was delayed and it has failed to convene a stage three review panel meeting within the Regulation timescales.
Agreed action
- The Council has agreed to:
- Now complete the stage three review panel within the Regulation timescales.
- Pay Miss X £75 for the delays so far.
Final decision
- I uphold this complaint as the Council has agreed to resolve the complaint early by providing a proportionate remedy for the injustice caused to Miss X.
Investigator's decision on behalf of the Ombudsman