
Summaries of cases that
concern more than one category of complaint appear under
all relevant category headings
School
admissions 10 case summaries - 2 NEW Feb-Apr
2008
School
exclusions 1 case summary - 1 NEW March 2008
School
transport 1 case summary
Special
educational needs 7 case
summaries - 3 NEW Mar-Apr
2008
Student
support no recent case summaries
School admissions
Queen Elizabeth’s Grammar School, Faversham (06/A/3575 + 9 others)
Maladministration causing injustice
The
parents of ten children who applied without success for places
at Queen Elizabeth’s Grammar School in Faversham were
denied the opportunity to have their appeals considered in
a fair and sensitive manner. In his report on the investigation
of the ten complaints, the Ombudsman said the fault amounted
to a serious injustice. All the children’s appeals were
reheard, and all were successful.
Queen
Elizabeth’s Grammar School is a foundation school, and
is wholly selective by academic ability. The Governors (as
admissions authority) therefore refused the applications of
the ten children concerned, as they had all been unsuccessful
in selection tests. The School was not full, and the parents
took up their right to appeal against the refusal of places.
The
School Governors (as the admissions authority) engaged Kent
County Council to provide the admissions appeal panel and its
clerk to consider the appeals. The parents complained about
the way their applications for the admission of their children
had been considered, and were particularly concerned about
the manner in which the panel heard their appeals.
The
Ombudsman found a number of faults in the way the appeals were
handled including:
- information
on the test scores was provided too late and in a way that
was not fair to the parents;
- the
relevant information was not delivered in a clear and sensitive
manner by the panel chairman to the parents;
- the
panel took account of irrelevant factors such as waiting
lists and the absence of a head teacher’s ‘appeal’;
- the
panel put pressure on participants to keep some hearings
unnecessarily short; and
- some
of the panel’s approach to and questioning of parents
was wholly inappropriate.
“This
maladministration deprived the complainants of the opportunity
to have their appeals considered in a fair and sensitive manner,” said
the Ombudsman.
“Appellants are entitled, whatever their circumstances
and outlook, to have their appeals considered in accordance with
the applicable law and Codes of Practice, but this did not happen.
The denial of this opportunity amounted, of itself, to a serious
injustice, which was largely remedied by the rehearings which
the Governors promptly arranged.”
Early
in the Ombudsman’s investigation, the Governors offered
to arrange rehearings of the complainants’ appeals by a fresh
panel with different members and a different clerk. The appeals
of all ten complainants were upheld. The Ombudsman welcomed
the Governors’ decision to arrange rehearings.
He asked the Governors to review, in consultation with the
Council, their arrangements for the hearing, consideration
and clerking of admission appeals, and to provide training
that will eliminate the faults identified.
The
Ombudsman concluded: “I recommend that governors of voluntary
aided and foundation schools (who are the admissions authorities
for their schools), where they engage a local education authority
or another outside agency to provide an appeal panel, a clerking
service, or both, should satisfy themselves that the service
to be provided will meet their expectations, and also accord
with the law and the applicable codes of practice. Governors
cannot take it for granted, without proper enquiry, that the
appeals service which they commission will be fit for purpose.”
14 May 2007
St Anthony’s Catholic Primary School, Dulwich (06/B/4757 &
5239)
Maladministration causing injustice
A
girl was wrongly refused a place at St Anthony’s Catholic
Primary School, Dulwich, because the admissions criteria were
not properly applied. The Ombudsman found that an accurate
assessment was not made of the parishes the families lived
in, and so the prioritisation was not correctly carried out.
If
this had been done properly, one complainant’s daughter
would have been offered a place, but the second complainant’s
son would not. The School agreed to offer the girl a place
and apologise to the second complainant.
‘Mr
Wilson’ and ‘Mr Spencer’ (not their real
names) both appealed against the School’s refusal of
places for their children to begin in September 2006. The Admissions
Appeal Panel upheld the refusals. Mr Wilson and Mr Spencer
complained that the Panel failed to consider properly how the
Governing Body had applied the admissions criteria in respect
of residency and place of worship, and did not give adequate
reasons for its decisions. Both complainants felt that their
children may have unfairly missed out on a place at the school.
The
Ombudsman concluded that the admissions criteria were not correctly
applied. No accurate assessment was made of the parish of residence
of all the applicants, and so the prioritisation in order of
the listed parishes was not correctly carried out. The appeal
statement contained inaccurate information that misled the
complainants, and the Appeal Panel was unable to consider the
appeals properly because it did not have all the information.
Also, the waiting list was not operated in any discernible
order and the Panel’s decision making was not in accordance
with the Code of Practice.
The
Ombudsman concluded that Mr Spencer’s daughter had wrongly
lost a place due to these errors. Mr Wilson’s son did
not wrongly lose a place, but Mr Wilson had been given
incorrect information in the appeal statement, which meant
he did not know the true case against him.
The
School accepted the Ombudsman’s recommendations that
it should:
- immediately
offer Mr Spencer’s daughter a place at the school;
and
- apologise
to Mr Wilson for the misleading information he was given
during the appeal process and for his time and trouble in
pursuing the complaint.
27 June 2007
Northampton School for Boys (06/B/1255, 1891 & 2055)
Maladministration causing injustice
The
admission procedures for Northampton School for Boys were ”fundamentally
flawed”. The Ombudsman said the fundamental requirement
that school admission policies must be ‘objective’ was
overlooked by the appeal panel that considered parents’ appeals
against the refusal of places for their sons.
The
Ombudsman said the School’s use of an application form
as part of its admission process must meet the tests set out
by Government guidance - in particular, that it is designed
and marked in such a way that is lawful, fair and objective.
He added “I do not consider that the particular form
used by the School for September 2006 admissions was capable
of meeting those tests.”
‘Mr
and Mrs Davis’, ‘Mrs Ellington’ and ‘Mr
and Mrs Chaudhary’
(not their real
names) complained about the procedures followed by Northampton
School for Boys in considering applications by their sons to
join Year 7 of the School from September 2006. They also complained
about the conduct of appeals held to consider the refusal of
offers of places to their sons.
The
Ombudsman upheld complaints that the appeal panel that heard
their appeals did not follow proper procedures, failing both
to ensure that they received copies of all documents relevant
to their appeals and to scrutinise the School’s admission
policy properly.
The
Ombudsman went on to consider the problems presented to the
appeal panel by the School’s admission procedure, which
involved the use of a marked application form. He concludes
that this was fundamentally flawed.
The
Ombudsman found maladministration causing injustice and recommended
that each of the complainants’ sons be offered a place
at the School to join from September 2007 onwards.
The
Ombudsman noted the School’s intention to revise its
admission criteria for Year 7 for September 2008 admissions
onwards, and recommended that these be subject to consultation
with the Department for Education and Skills and that the School
takes legal advice prior to publication.
19 July 2007
Bushey Hall School (06/A/14354) and Hertfordshire County Council
(06/A/11234)
Maladministration causing injustice
Hertfordshire County Council should pay £5,500 to a
mother whose son, with special educational needs, missed 14
months’ schooling. The Ombudsman found that Bushey Hall
School wrongly refused to readmit the boy (following a failed
move abroad), even though it was named in his statement of
special educational needs; and that the Council failed to pursue
his readmission proactively or provide alternative education
in the meantime.
The Ombudsman said: “This is an extremely serious case
of two authorities, through their actions and inactions, washing
their hands of responsibility for a child’s education.
Both failed Simon [not his real name] at an important time
in his development, with potentially serious consequences for
his future. Neither the School nor the Council took Simon’s
rights and needs to heart.”
‘Ms Hopkins’ complained that Bushey Hall School
was at fault in refusing to readmit her son ‘Simon’,
who had a statement of special educational needs (SEN) naming
the School, after she had removed him to move abroad. She complains
that the Council then failed to ensure that the School met
its obligation to readmit Simon, to ensure that appropriate
alternative educational provision was made while he was out
of school and did not properly respond to her letters and other
contact.
The Ombudsman found that Bushey Hall School was at fault in:
- refusing entry to a child with an
SEN statement naming the School;
- refusing entry when the School was
not full in the relevant year group;
- failing to provide Ms Hopkins with
her right of appeal against this decision; and
- the Headteacher making the decision
to refuse a place for Simon.
The Ombudsman found that Hertfordshire County Council was
at fault in:
- not pursuing the issue of Simon’s
readmission to Bushey Hall School in a sufficiently proactive
fashion;
- failing to make any interim educational
provision for him between December 2005 and February 2007;
- then putting in place provision that
was insufficient and did not meet the requirements of his
SEN statement;
- failing to consider at an early stage
what alternative provision should be put in place for Simon,
and in then failing to pursue this issue in a sufficiently
proactive way; and
- failing to respond properly to Ms
Hopkins’s complaints and other contact.
The result of the faults was that Simon was out of school
and received no education for 14 months. The provision
that was then put in place was inadequate and did not meet
the requirements of his statement. In recognition of this and
the potentially serious consequences for Simon’s future,
the Ombudsman recommended that the Council:
- pay Ms Hopkins £5,000 on
Simon’s behalf;
- pay her a further £500 in recognition
of her distress, time and trouble.
The Ombudsman welcomed the fact the Council has altered its
procedures following review of this case but recommended also
that it consider whether there are any further changes that
need to be made in the light of this report.
The Ombudsman recommended that the School review its procedures
to ensure that, for future years, the decisions it takes comply
with the law and Government guidance.
11 September 2007
The Judd School, Tonbridge (06/A/2033 & 3678) and The
Skinners’ School, Royal Tunbridge Wells (06/A/4366 & 5627)
Maladministration causing injustice
Parents’ appeals against the refusal of places for their
sons at two Grammar schools were not considered in a fair and
impartial manner. The Ombudsman said that most of the main
faults were common to all four complaints (the Schools shared
a clerking service). He said he “.. cannot be satisfied
that the appeals were properly and independently serviced,
or that conflicts of interest were properly resolved.”
The Ombudsman found these main faults:
- there were inappropriate links between
those involved in the consideration of the appeals and those
involved in the Schools and their governance, casting serious
doubt on the independence of some members of the Panels;
- the Governors made insufficient effort
to secure the services of consistent Panels to hear all or
most of the appeals for admission to the Schools; and
- the Governors’ arrangements
for administering appeals were inconsistent and insufficiently
independent of the management of the Governing Bodies - the
Ombudsman finds that there is too great a conflict of interest
for a person to act both as the Clerk to the Governors and
as the Clerk to an Appeal Panel.
There were other faults in the presentation of the Governors’
cases to the
Panels, and in the way in which the Panels considered the
appeals and reached their decisions on them.
The Ombudsman concluded that the maladministration identified
caused the complainants avoidable uncertainty and anxiety,
as they were deprived, at first, of their entitlement to have
their appeals considered in a fair and impartial manner.
The Ombudsman recognised that, when members and Clerks of
Appeal Panels act properly, their service represents a valuable
contribution to the community, and that admissions authorities
may encounter difficulty in obtaining suitable people to serve
as panellists.
After some time, the Governors agreed to accept the Ombudsman’s
suggestion that they should offer fresh appeals by a different
Panel with a different Clerk. Of the four cases, one reheard
appeal was upheld, two were not, and in the fourth case the
complainant did not take up the offer of a new appeal.
The Governors of both Schools agreed to separate, from
2008 onwards, the functions of the Clerk to the Appeal Panel
from those of the Clerk to the Governors. The Ombudsman welcomed
this. He also recommended the Governors to:
- continue to review, in consultation
with the local education authority, their arrangements for
the hearing, consideration and clerking of admissions appeals;
- ensure that all members and Clerks
of Appeal Panels are properly trained, and independent of
the Schools and of any other schools or bodies connected
with them; and
- pay £350 to each complainant.
The Ombudsman stressed that there was no question of any fault
by Kent County Council, and none was alleged.
The Worshipful Company of Skinners, which is the body that
provides the Clerk for both Governing Bodies, is not within
the Ombudsman’s jurisdiction.
31 October 2007
All
Saints Benhilton C of E Primary School, Sutton (07/B/4448,
4816, 5311)
Maladministration
causing injustice
Parents
attending hearings of their appeals against refusal of places
at All Saints Benhilton Church of England Primary School, Sutton,
had not received proper written explanations of why their applications
had been unsuccessful. The Ombudsman said “this left the
complainants at a considerable disadvantage when making their
appeals.” He recommended the School to offer the parents
new appeals with a fresh panel and clerk.
Three
parents applied unsuccessfully for places for their sons in the
School’s reception year.
They
complained about the handling of the appeals against the refusal
of their applications. The School is voluntary-aided, and the
Governing Body is the admission authority.
The
Ombudsman found that the appeals were not conducted in accordance
with the School Admission Appeals Code of Practice. In particular,
the School failed to provide written information in advance of
the appeal hearings explaining properly why the applications
had been unsuccessful. The Ombudsman concluded that this left
the complainants at a considerable disadvantage when making their
appeals. He also criticised the destruction of records relating
to the appeals.
The
Ombudsman found maladministration causing injustice and recommended
that the School’s Governing Body should:
- offer each complainant a new appeal as soon as possible with
a fresh appeal panel and a different clerk and agree to abide
by the outcome;
- arrange relevant training for Governors dealing with admissions,
panel members and the panel clerk; and
- keep records relating to appeals for two years.
10
January 2008
King
David Primary School, Liverpool (07/C/03519)
Maladministration
causing injustice
The
admission criteria at King David Primary School, Liverpool were
not “objective, clear and fair”. The Ombudsman said “The
School’s admission and appeal arrangements are flawed,” and
recommended the School to take action to put things right, and
also offer a place to the complainant’s daughter.
A
parent (called ‘Mr C’ in the report) was refused
a place for his daughter at King David Primary School, Liverpool.
He complained that the School’s admission criteria did
not comply with the School Admissions Code of Practice;
and that there were serious flaws in the way that the Appeal
Panel heard his appeal against the refusal of a place.
Mr
C applied under ‘Category 3’ of the School’s
admission procedure. In this category, 21 children were
allocated places out of 54 applicants, but his daughter was not
one of them. The School could not describe fully how it selected
the 21 successful children.
The
Ombudsman found that the School’s admission and appeal
arrangements were indeed flawed, and in particular that the admission
criteria for ‘Category 3’ applicants were not “objective,
clear and fair” as required by the Code. The criteria
did not reflect accurately how the decisions were made in practice.
This meant that Mr C was disadvantaged in making his initial
application because it was not clear enough what the School was
looking for.
Mr
C appealed against the School’s decision. Neither the School,
nor Liverpool Local Education Authority (LEA) on the School’s
behalf, provided him with specific reasons why his daughter was
refused a place, putting him at a disadvantage. He was unable
to prepare for his appeal properly because he did not know until
the hearing itself that other children in ‘Category 3’ had
been given priority over his daughter.
There
were also faults in the way the appeal was heard. The Appeal
Panel:
- was not told how the admission criteria were applied to Mr
C’s application;
- was given inadequate information about the issue of class
size prejudice; and
- failed to consider two key issues properly – whether
the admission criteria had been applied correctly and whether
the decision to refuse the child on grounds of class size prejudice
was a decision that a reasonable authority would make in the
circumstances of the case.
Had
the Appeal Panel considered this appeal properly, it would have
had no alternative but to decide the School had not made a clear
case for its refusal to admit his daughter.
The
Ombudsman found maladministration causing injustice and recommended
that the School should:
- urgently review its admission criteria and the way they are
applied in practice to ensure that they are clear, fair and
objective;
- work with the LEA to agree how it will ensure that, from
2008, applicants are given sufficient detail about the reasons
for refusal;
- provide sufficient information necessary to allow the Appeal
Panel to undertake its duties properly;
- ensure Appeal Panel members are adequately trained to carry
out their duties properly and to understand what information
they need; and
- offer a place to the child, except if Mr C decides it
would not be in his daughter’s best interest to accept
a place now, the School should instead pay him £250 for
his time and trouble in making his complaint.
24
January 2008
Wolverhampton Girls’
High School (07/B/2334) NEW
Maladministration
causing injustice
There
were “wide-ranging and serious shortcomings” in the
conduct of appeals against the refusal of places at Wolverhampton
Girls’ High School (WGHS). The Ombudsman concluded that “…had
the many failings not deprived [the complainant’s daughter]
of a fair hearing, she would have obtained a place at the School.”
WGHS
is a selective, all girls secondary school responsible for its
own admission arrangements and appeals. ‘Mrs Harper’ (not
her real name) was refused a place at the School for her daughter,
and she complained about the way her appeal was considered.
The
significant faults uncovered by the Ombudsman’s investigation
were that:
- no written case on whether the admission of more pupils would
cause prejudice to the provision of efficient education was
presented by the admissions authority to the appellants and
the members of the Appeal Panel;
- the headmistress and the Chair of the Admissions Committee
had been alone with the members of the Appeal Panel;
- places that had become available after the initial allocation
of places were considered at appeal rather than being allocated
from the waiting list;
- inadequate records were kept of the reasons for the decisions
by the Appeal Panel;
- there was inappropriate involvement of the Clerk to the Appeals
Panel in the preparation of evidence for the panel; and
- the information provided for parents was misleading.
The
Ombudsman said that these faults were so serious that: “They
indicate a lack of understanding of the basic tenets of the appeal
process by the Admissions Authority, the Clerk and the Appeal
Panel.”
The
Ombudsman found maladministration causing injustice and recommended
the Governors to offer Mrs Harper’s daughter a place
at the School, and to review the areas of fault identified (where
they had not already done so) and ensure that they will not be
repeated.
20
February 2008
Chosen
Hill School, Gloucester (07/B/4356) NEW
Maladministration
causing injustice
There
were serious deficiencies in the conduct of admission appeals
for Chosen Hill School, Gloucester. The Ombudsman criticised
the failure to provide crucial information to parents, the absence
of training for appeal panel members, and that appeals were heard
by different panels, with decisions made after each one, instead
of after all had been heard.
‘Mrs
Parker’ (not her real name) appealed against the refusal
of place for her son at the School in September 2007. Chosen
Hill School is a foundation school and is responsible for its
own admission arrangements and appeals.
Mrs
Parker considered she had been misled by comments made by the
Headteacher at a school open day about the likelihood of gaining
a place for her son. The Ombudsman commented: “If
similar comments were made to parents, no matter how prefaced,
I could see that this could give parents the impression that
they were very likely to get a place.”
The
Ombudsman’s investigation uncovered serious deficiencies
in how appeals were conducted, most significantly:
- there was inadequate training for panel members;
- no explanation was given to the appeal panel and appellants
about how places had been allocated and why prejudice would
be caused if a further child were admitted; and
- appeals were heard by different appeal panels and decisions
were made before all the appeals had been considered.
The
Ombudsman found maladministration causing injustice and recommended
the Governors to:
- review the arrangements for the appointment and training
of members of admission appeal panels, for multiple appeal
hearings and the presentation of information to appeal hearings;
and
- offer Mrs Parker a fresh appeal hearing, and abide by the
decision.
16
April 2008
School exclusions
Stockport Metropolitan
Borough Council (06/C/6190) NEW
Maladministration
causing injustice
For
three years, Stockport Metropolitan Borough Council failed to
provide appropriate educational provision for a boy with special
needs. The Ombudsman said that the Council failed to take action
to provide appropriate education when the boy, described as “intellectually
very bright but has behavioural difficulties”, was allowed
to attend school for only one day a week.
The
boy’s mother (called ‘Ms C’ in the report)
could not appeal against her son’s exclusion, because the
school had not formally excluded him.
Ms
C‘s son had a statement of special educational needs. After
doing well at a special primary school he moved to his local
mainstream secondary school where his behaviour caused problems.
In years 8 and 9 he was excluded for fixed periods and from then
on the school severely restricted his attendance. A modern apprenticeship
course and a work placement both broke down.
The
Council did nothing although it knew that the boy was only allowed
to attend school part-time and that the school felt it could
not meet his needs. Although an educational psychologist and
a consultant psychiatrist recommended that the boy should be
reassessed, the Council refused on grounds that he was then entering
year 11. At this point Ms C asked the Council to place her
son at a specialist independent school. Initially the Council
simply ignored her requests, and then it refused on grounds that
the mainstream school could meet his needs. By now the boy was
only being allowed into school one day a week.
The
actions of the school were outside the Ombudsman’s jurisdiction.
She noted, however, that by not making the exclusions either
formal or permanent the school effectively circumvented:
- Ms C’s rights of appeal;
- the Governors’ obligation to meet with her; and
- the Council’s statutory obligation to provide full-time
education for her son.
The
Ombudsman found maladministration by the Council for failing
to:
- refer the boy for support in accordance with Government guidance;
- act in accordance with its own behaviour support plan;
- listen to Ms C’s concerns about her son’s restricted
attendance and to consider the implications of this for its
own duties;
- actively consider his annual review reports as required by
the Special Education Needs Code of Practice 2001;
- respond to requests to reassess the boy’s needs as
required by the Code.
The
Ombudsman was also concerned that there was no evidence that
the Council had considered its general duties under the Disability
Discrimination Act 2005.
As
a result, the boy’s educational needs were not met throughout
his last three years at secondary school. He was assessed as
being ‘able’ and ‘intellectually bright’ but
was deprived of the opportunity to reach his full potential,
to be included in his school community, and to make a successful
transition to adulthood. His mother suffered frustration and
distress in trying to support him whilst he was out of school
for long periods and in trying to get the Council to fulfil its
duties.
The
Ombudsman recommended that, to remedy the injustice, the Council
should:
- create a special fund equivalent to three years’ basic
wages for a 16/17-year-old, plus three years’ college
fees and make it available to the boy to meet his living costs
and fees if he returns to education in the next 10 years; and
- pay Ms C £1,000 to reflect the impact on her of its
failings.
27
March 2008
School transport
Lancashire County Council (06/C/2934)
Maladministration
causing injustice
Lancashire County Council failed to consider its duty under
the Disability Discrimination Act when it refused to provide
help with school transport for a child after she developed
mobility problems. The Ombudsman said “The Council failed
at every stage to consider its powers and duties in relation
to ‘Amy’.” [For legal reasons, real names
are not used in the report.]
Amy’s mother complained about the Council’s refusal
to provide help with transport to school for her daughter,
who had developed mobility problems during the first term in
her GCSE year. After two appeals, the Council did provide transport
for the second and third terms.
The Ombudsman found that the Council’s procedures for
dealing with requests for help with transport were inadequate
and that it failed both to apply its own education transport
policy properly and to consider its duties to the child under
the Disability Discrimination Act. The Council also took too
long to deal with Amy’s mother’s complaint about
the issue.
In accordance with the Ombudsman's recommendations, the Council
agreed to:
- apologise to Amy in writing;
- reimburse Amy’s and her mother’s travel costs for the autumn term
2005;
- pay Amy’s mother £500;
- pay Amy £150;
- develop a proper procedure for dealing with requests for help with school transport
in circumstances other than children simply starting at a
new school;
- ensure that all officers are aware that its own education transport policy
gives it discretion to award help in exceptional circumstances
and of its duties under the Disability Discrimination Act;
and
- review its complaints procedures.
20
November 2007
Special educational needs
Reading Borough Council (06/A/3735) and
New Christ Church Primary School (06/A/11765)
Maladministration causing injustice
New
Christ Church Primary School and Reading Borough Council were
both criticised by the Ombudsman for delay in admitting a five-year-old
boy with special educational needs to school. The Ombudsman
drew attention to the importance of councils and schools working
together effectively and following procedures to ensure that
children with special educational needs are placed in mainstream
schools, where appropriate, without delay.
New
Christ Church Primary School is a Church of England voluntary
aided school, and is its own admissions authority. ‘Ms
Milne’ (not her real name) complained that the School
failed to deal properly with the admission procedure for her
son, ‘John’, who has special educational needs,
and took too long to reach a decision. She also complained
that Reading Borough Council failed to ensure that the procedure
for the admission of a child with a statement of special educational
needs was followed correctly.
The
Ombudsman found that the School delayed unreasonably in considering
the Council’s request for a place to be offered to John.
The process should have taken 15 days but in fact took three-and-a-half
months.
The
Council failed to explain the proper procedure and time limits.
The governors and staff showed that they did not have a clear
understanding of the law and procedures for the admission of
children with special educational needs.
To
remedy the injustice, the Ombudsman recommends that the Council
and the School each apologise to Ms Milne and pay her £125
in recognition of her time and trouble in dealing with the
matter. The Council should ensure that its information to schools
about the procedure for admission of statemented children
is clear. The School should ensure that staff and governors
dealing with admissions are fully aware of the procedure.
3 May 2007
Cornwall County Council (06/B/4337)
Maladministration causing injustice
Cornwall
County Council failed to provide for a boy’s special
educational needs after it had already been criticised for
the same failures in an earlier Ombudsman’s report. The
Ombudsman said “It is particularly disappointing
… that the same problems have recurred”. These included
failure to provide speech and language therapy, and failure to
oversee the boy’s statement of special educational needs.
The
Council had previously agreed to review the way it carried
out its statutory duty in respect of statements of special
educational needs, but, said the Ombudsman, “In reality
very little seems to have changed.”
‘Mrs
Ivy’ (not her real name) complained that, following the
Ombudsman’s report on her previous complaint (ref 04/B/07871,
issued March 2006), the Council continued to fail to provide
for the needs of her son, ‘Oliver’ (not his real
name), as set out in his statement of special educational needs.
Mrs
Ivy contacted the Council in summer 2005 to complain about
the continuing failures. The school promised close monitoring
of Oliver’s statement, but this did not happen. In November
2005 she withdrew her son from his primary school because it
was not making the necessary provision. In January 2006 the
Council accepted a duty to provide home tuition because of
Oliver’s medical needs, but it did not make speech and
language therapy available until January 2007.
The
Council revised Oliver’s statement in June 2006 and Mrs
Ivy appealed against the provision and placement identified
by the Council, with the result that Oliver was to be placed
in a special school or unit for children with specific language
difficulties and communication disorders on the autistic spectrum.
The Council had no such provision of its own and was setting
up a small unit to deal with Oliver and other children with
similar needs.
The
Ombudsman found maladministration causing injustice and recommended
that the Council should:
- ensure
that the provision ordered by the Special Educational Needs
and Disability Tribunal in December 2006 is implemented,
including the timely preparation of individual education
plans;
- provide
Oliver with an up-to-date laptop and software appropriate
to his needs, and train staff to help him use it;
- ensure
that Oliver is given an appropriate level of support in future
from an educational psychologist; and
- pay
Mrs Ivy £1,500 compensation her for her considerable
time and trouble and frustration in trying to get the Council
to meet Oliver’s needs, aggravated by the fact that
she has had to complain to the Ombudsman previously.
18 July 2007
East Sussex County Council (05/A/15425)
Maladministration causing injustice
East Sussex County Council failed to provide for a boy’s
special educational needs for over two years. The Ombudsman
found that, between September 2004 and March 2007 the boy received
a limited education which did not meet his needs. He said “The
Council cannot be held responsible for the entire period. But
I am satisfied that, were it not for the faults I have identified,
home tuition would have been provided at an appropriate level
early in 2005.” He recommended the Council to pay
the boy’s mother £7,000 towards her son’s
education or training.
‘Ms Benn’ complained about the way the Council
dealt with the special educational needs of her son, ‘Anthony’ (not
their real names). Anthony left his mainstream secondary school
at age 13 in July 2004.
Since then the
Council had assessed Anthony’s special educational needs
but it did not issue a final statement until 9 May 2007. Anthony
received home tuition (initially of five hours and eventually
of 10 hours weekly).
The Council approached a wide range of schools and, from April
2007, Anthony attended a new school on a trial basis. If successful
he would be offered a full-time place.
The Ombudsman found maladministration by the Council in that:
- the Education Welfare Service failed
to investigate and monitor Anthony's case properly, and it
was closed inappropriately;
- the Council failed to arrange promptly
for home tuition for Anthony and subsequently failed to increase
the level of tuition despite an agreement to do so; and
- the Council delayed before issuing
a final statement of Anthony's special educational needs.
To remedy the injustice to Ms Benn and Anthony, the Ombudsman
recommended that the Council should pay Ms Benn £7,000
to be used for a purpose related to Anthony’s education
or training, plus £250 to recognise her time and trouble
in pursuing her complaint.
13 August 2007
Bushey Hall School (06/A/14354) and Hertfordshire County Council
(06/A/11234)
Maladministration causing injustice
Hertfordshire County Council should pay £5,500 to a
mother whose son, with special educational needs, missed 14
months’ schooling. The Ombudsman found that Bushey Hall
School wrongly refused to readmit the boy (following a failed
move abroad), even though it was named in his statement of
special educational needs; and that the Council failed to pursue
his readmission proactively or provide alternative education
in the meantime.
The Ombudsman said: “This is an extremely serious case
of two authorities, through their actions and inactions, washing
their hands of responsibility for a child’s education.
Both failed Simon [not his real name] at an important time
in his development, with potentially serious consequences for
his future. Neither the School nor the Council took Simon’s
rights and needs to heart.”
‘Ms Hopkins’ complained that Bushey Hall School
was at fault in refusing to readmit her son ‘Simon’,
who had a statement of special educational needs (SEN) naming
the School, after she had removed him to move abroad. She complains
that the Council then failed to ensure that the School met
its obligation to readmit Simon, to ensure that appropriate
alternative educational provision was made while he was out
of school and did not properly respond to her letters and other
contact.
The Ombudsman found that Bushey Hall School was at fault in:
- refusing entry to a child with an
SEN statement naming the School;
- refusing entry when the School was
not full in the relevant year group;
- failing to provide Ms Hopkins with
her right of appeal against this decision; and
- the Headteacher making the decision
to refuse a place for Simon.
The Ombudsman found that Hertfordshire County Council was
at fault in:
- not pursuing the issue of Simon’s
readmission to Bushey Hall School in a sufficiently proactive
fashion;
- failing to make any interim educational
provision for him between December 2005 and February 2007;
- then putting in place provision that
was insufficient and did not meet the requirements of his
SEN statement;
- failing to consider at an early stage
what alternative provision should be put in place for Simon,
and in then failing to pursue this issue in a sufficiently
proactive way; and
- failing to respond properly to Ms
Hopkins’s complaints and other contact.
The result of the faults was that Simon was out of school
and received no education for 14 months. The provision
that was then put in place was inadequate and did not meet
the requirements of his statement. In recognition of this and
the potentially serious consequences for Simon’s future,
the Ombudsman recommended that the Council:
- pay Ms Hopkins £5,000 on
Simon’s behalf;
- pay her a further £500 in recognition
of her distress, time and trouble.
The Ombudsman welcomed the fact the Council has altered its
procedures following review of this case but recommended also
that it consider whether there are any further changes that
need to be made in the light of this report.
The Ombudsman recommended that the School review its procedures
to ensure that, for future years, the decisions it takes comply
with the law and Government guidance.
11 September 2007
Stockport Metropolitan
Borough Council (06/C/6190) NEW
Maladministration
causing injustice
For
three years, Stockport Metropolitan Borough Council failed to
provide appropriate educational provision for a boy with special
needs. The Ombudsman said that the Council failed to take action
to provide appropriate education when the boy, described as “intellectually
very bright but has behavioural difficulties”, was allowed
to attend school for only one day a week.
The
boy’s mother (called ‘Ms C’ in the report)
could not appeal against her son’s exclusion, because the
school had not formally excluded him.
Ms
C‘s son had a statement of special educational needs. After
doing well at a special primary school he moved to his local
mainstream secondary school where his behaviour caused problems.
In years 8 and 9 he was excluded for fixed periods and from then
on the school severely restricted his attendance. A modern apprenticeship
course and a work placement both broke down.
The
Council did nothing although it knew that the boy was only allowed
to attend school part-time and that the school felt it could
not meet his needs. Although an educational psychologist and
a consultant psychiatrist recommended that the boy should be
reassessed, the Council refused on grounds that he was then entering
year 11. At this point Ms C asked the Council to place her
son at a specialist independent school. Initially the Council
simply ignored her requests, and then it refused on grounds that
the mainstream school could meet his needs. By now the boy was
only being allowed into school one day a week.
The
actions of the school were outside the Ombudsman’s jurisdiction.
She noted, however, that by not making the exclusions either
formal or permanent the school effectively circumvented:
- Ms C’s rights of appeal;
- the Governors’ obligation to meet with her; and
- the Council’s statutory obligation to provide full-time
education for her son.
The
Ombudsman found maladministration by the Council for failing
to:
- refer the boy for support in accordance with Government guidance;
- act in accordance with its own behaviour support plan;
- listen to Ms C’s concerns about her son’s restricted
attendance and to consider the implications of this for its
own duties;
- actively consider his annual review reports as required by
the Special Education Needs Code of Practice 2001;
- respond to requests to reassess the boy’s needs as
required by the Code.
The
Ombudsman was also concerned that there was no evidence that
the Council had considered its general duties under the Disability
Discrimination Act 2005.
As
a result, the boy’s educational needs were not met throughout
his last three years at secondary school. He was assessed as
being ‘able’ and ‘intellectually bright’ but
was deprived of the opportunity to reach his full potential,
to be included in his school community, and to make a successful
transition to adulthood. His mother suffered frustration and
distress in trying to support him whilst he was out of school
for long periods and in trying to get the Council to fulfil its
duties.
The
Ombudsman recommended that, to remedy the injustice, the Council
should:
- create a special fund equivalent to three years’ basic
wages for a 16/17-year-old, plus three years’ college
fees and make it available to the boy to meet his living costs
and fees if he returns to education in the next 10 years; and
- pay Ms C £1,000 to reflect the impact on her of its
failings.
27
March 2008
Wirral
Metropolitan Borough Council (07/C/3447) NEW
Maladministration
causing injustice
A
boy with special educational needs missed a year’s schooling
because Wirral Metropolitan Borough Council wrongly refused to
take responsibility for educating him. The Ombudsman said “No
reasonable authority would have relied upon such insubstantial
information to make decision about a vulnerable child…” and
recommended it to agree with the parents and the school on what
can be done to help the boy catch up on his missed education,
and to pay compensation.
The
boy’s father (called ‘Mr H’ in the report)
won an appeal to a Special Education Needs and Disability Tribunal
about the secondary school to be named in his younger son’s
statement of special educational needs. Almost immediately afterwards
the Council’s Education officers became suspicious that
Mr H’s family were not actually living at the property
they owned in the Council’s area. The Council refused to
take responsibility for the younger son’s education. Mr
H provided full information about his circumstances and living
arrangements to the Council Tax Service, which accepted that
the family were using their Wirral property as their main residence.
When the Council’s Legal Department subsequently made enquiries
of Mr H, H HHH he declined
to send it the same information he had already provided, but
twice directed it to the Council Tax Section. The Legal Department
did not contact the Council Tax Section and the Education Service
continued to refuse to take responsibility for the boy’s
education.
The
Council would not accept responsibility for the boy and did not
comply with the law until the Ombudsman began her enquiries.
As a result, the boy lost almost a year of education at the school
specified in his statement of special educational needs, his
parents paid for private tuition, and they experienced stress
and anxiety in trying to resolve the issue.
The
Ombudsman found maladministration causing injustice and recommended
the Council to:
- accept that it has no justification for its claim not to
be responsible for Mr H’s son;
- discuss and agree with the school and the parents whether
there is any additional provision that could be made to help
their son ‘catch up’ on the year’s schooling
that he has missed;
- reserve a sum of money, equivalent to the cost of educating
Mr H’s son at the school for a year, in a fund until
he has completed year 11 and then deploy the fund on any additional
educational provision that the school and an educational psychologist
recommend as being beneficial;
- pay Mr H £1,000 in recognition of his anxiety, stress,
time and trouble; and
- pay Mr H a further £655 to reimburse private tutoring
fees for his son during 2007.
10
April 2008
Wiltshire
County Council (06/B/6454) NEW
Maladministration
causing injustice
Wiltshire
County Council mishandled the social care needs of a family,
and failed to provide properly for one of their daughters’ special
educational needs. The Ombudsman said “…education
and social care professionals did not work together effectively
with one another and with the health care professionals involved,
to ensure that not only [the girl]’s needs, but those of
her parents and siblings were met.” He added “The
failures here had significant consequences for the health, happiness
and wellbeing of the whole family, as well as for [the girl]’s
development at an important stage of her life.”
He
recommended the Council to pay £10,000 compensation and
review its arrangements to avoid any recurrence of these problems.
‘Mr
and Mrs Taverner’ (not their real names) have three children. ‘Laura’ is
severely autistic with associated communication difficulties
and has a statement of special educational needs. At an annual
review in June 2005, the professionals present unanimously recommended
that she should attend a residential school from the point of
transfer to secondary education, due in September 2006, as her
needs could not be met locally. At the time, her parents were
appealing to the Special Educational Needs Tribunal for that
placement.
In
November 2005 Laura’s social care needs and those of her
family were assessed and a recommendation made that Laura’s
needs should be met outside the home, in a setting where she
would receive 24-hour supervision and care, with an educational
programme integrated into her life both at school and outside.
Four months later, when the parents enquired why this was not
in place, the Council said that the recommendation should have
been removed from the draft report before it was issued, but
had not been. The Council considered that a support package already
in place met Laura’s needs; but did not explain how the
need for a 24-hour curriculum could be met without a residential
school placement. No clear written policy was in place to support
this view. A review of the core assessment was carried out which,
while identifying unmet needs for respite care, made no additional
provision above what was already in place.
Meanwhile
Laura, who had transferred to a local secondary day school in
September 2006, did not settle and from January 2007 refused
to attend school. She remained at home until September 2007,
at which point she obtained a place at a residential special
school. In the meantime, the Council offered little further support
and in particular, no offer of further respite care was made
until May 2007. During this period Laura’s health and wellbeing,
as well as that of her parents and siblings, suffered significant
adverse effects.
The
Ombudsman considered that the Council’s removal of a recommendation
from a core assessment without full and proper consideration
of the impact of that amendment, and its failure to ensure that
the needs of Laura and her family were adequately met over a
period of many months, together with the lack of a clear written
policy that the parents could challenge through use of the statutory
complaints procedure, was maladministration. But for the maladministration,
the needs of Laura and her family would have been met either
through a residential school placement or by some alternative
form of provision.
The
Ombudsman found maladministration causing injustice and recommended
that the Council should:
- apologise to Mr and Mrs Taverner;
- pay them £10,000; and
- review its administrative arrangements to prevent a recurrence
of the maladministration.
The
Ombudsman was pleased to report that Laura was now happily settled
at a residential school.
17
April 2008
Student support
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